Modal Analysis and Ground Motion Modification for Tunnel Seismic Design in Fault Zone

R.A. Primadika1*, T.F. Fathani1, F. Faris1
1Department of Civil and Environmental Engineering, Gadjah Mada University, Yogyakarta, INDONESIA
*Corresponding author: ridhwanafnan@mail.ugm.ac.id

INTISARI

Tunneling in fault zones presents unique challenges, especially in seismically active regions like Indonesia. Faults can reduce the seismic performance of tunnels. This study aimed to analyze the impact of faults on the tunnel’s modal behavior and develop a set of modified ground motion records for seismic tunnel design through fault zones. The Bener Dam diversion tunnel was used as a case study. A two step analysis was conducted: (1) determining the tunnel’s natural periods using modal analysis and (2) selecting and modifying ground motion records based on Indonesian seismic standards. Modal analysis indicated that the fault slightly increased the modal periods of the tunnel and significantly affected its mode shapes. Then, 11 pairs of ground motion records were selected considering earthquake magnitude and distance, the structure’s natural periods, and the site S wave velocity. The best records that matched the site were at CHY102 station (shallow crustal), KAWAI-N (benioff), and abashiri-g (megathrust). After modification, the highest PGA values were 0.44 g at CHY035 (shallow crustal), 0.40 g at KUJI-S (benioff), and 0.41 g at ROC1 (megathrust). These results highlight the importance of fault modeling for a proper ground motion selection
and modification for accurate seismic analysis for tunnel design.

REFERENSI

Amrei, S. A. R., Vahdani, R., Gerami, M., & Amiri, G. G. (2020). Correlation effects of near-field seismic
components in circular metro tunnels: A case study—Tehran Metro Tunnels. Shock and Vibration, 2020(1), 3016465.
https://doi.org/10.1155/2020/3016465
Anderson, D. G., Martin, G. R., Lam, I. (Po), & Wang, J. N. (Joe). (2008). Seismic analysis and design of retaining
walls, buried structures, slopes, and embankements (NCHRP Report 611). National Cooperative Highway Research
Program, Transportation Research Board.
Bagio, C. A. (2021). Analysis of the effect of fault existence on tunnel stability based on 3D numerical simulation
[Master Thesis]. Gadjah Mada University.
Bieniawski, Z. T. (1989). Engineering rock mass classifications: A complete manual for engineers and geologists in
mining, civil, and petroleum engineering. Wiley.
Deere, D. U., & Deere, D. W. (1988). The Rock Quality Designation (RQD) index in practice. In L. Kirkaldie, Rock
classification systems for engineering purposes (pp. 91–101). ASTM International, West Conshohocken.
https://doi.org/10.1520/STP48465S
Dharmawan, A. G. (2019). Evaluation of engineering geological conditions and stability analysis of the Bener Dam
diversion tunnel, Purworejo Regency, Central Java Province [Master Thesis]. Gadjah Mada University.
Hoek, E., Carranza-Torres, C., & Corkum, B. (2002). Hoek-Brown failure criterion – 2002 Edition. Proc. NARMS
TAC Conference. NARMS-TAC Conference, Toronto.
Hoek, E., Carter, T. G., & Diederichs, M. S. (2013). Quantification of the Geological Strength Index chart.
The 47th U.S. Rock Mechanics/Geomechanics Symposium, ARMA-2013-672.
Hoek, E., & Diederichs, M. S. (2006). Empirical estimation of rock mass modulus. International Journal of Rock
Mechanics and Mining Sciences, 43(2), 203–215. https://doi.org/10.1016/j.ijrmms.2005.06.005
Hoek, E., Kaiser, P. K., & Bawden, W. F. (1995). Support of underground excavations in hard rock.
Hung, C. J., Monsees, J., Munfah, N., & Wisniewski, J. (2009). Technical manual for design and construction of
road tunnels—civil elements (FHWA-NHI-10-034). National Highway Institute, U.S. Department of Transportation,
Federal Highway Administration.
Marinos, P. G., Marinos, V., & Hoek, E. (2007). Geological Strength Index (GSI). A characterization tool for
assessing engineering properties for rock masses. In C. Olalla, Á. Perucho, & M. Romana (Eds.), Underground Works
under Special Conditions: Proceedings of the ISRM Workshop W1, Madrid, Spain. Taylor & Francis.
https://doi.org/10.1201/NOE0415450287
Mazzoni, S. (2022). NGA-Subduction Portal: Ground-motion record selection and download. The B. John Garrick
Institute for the Risk Sciences. https://doi.org/10.34948/N3D59V
Midas IT Co. (2024). Basic tutorial: 3D moving train load time history. Midas IT Co.

Narimani, S., Davarpanah, S. M., & Vásárhelyi, B. (2023). Estimation of the Poisson’s ratio of the rock mass.
Periodica Polytechnica Civil Engineering, 68(1), 274–288. https://doi.org/10.3311/PPci.22689
National Earthquake Study Center of Indonesia. (2017). Earthquake sources and hazards maps of Indonesia 2017.
Ministry of Public Works and Public Housing of the Republic of Indonesia.
National Earthquake Study Center of Indonesia. (2022). Earthquake hazard deaggregation maps of Indonesia for
earthquake-resistant infrastructure planning and evaluation. Ministry of Public Works and Public Housing of the
Republic of Indonesia.
National Standardization Agency of Indonesia. (2017). Geotechnical design requirements (SNI 8460:2017). National
Standardization Agency of Indonesia.
National Standardization Agency of Indonesia. (2019). Earthquake resistance planning procedures for building and
non-building structures (SNI 1726:2019). National Standardization Agency of Indonesia.
National Standardization Agency of Indonesia. (2020). Procedures for selecting and modifying surface ground
motion for earthquake-resistant building planning (SNI 8899:2020). National Standardization Agency of Indonesia.
Rocscience Inc. (2023). Estimating joint stiffness. Rocscience Inc.
Salaamah, A. F., Fathani, T. F., & Wilopo, W. (2019). Correlation of P-wave velocity with Rock Quality Designation
(RQD) in volcanic rocks. Journal of Applied Geology, 3(2), 62-72. https://doi.org/10.22146/jag.48594
Sasangka, D. J. (2019). Portal and excavation method stability analysis based on engineering geological conditions
of the Bener Dam diversion tunnel, Purworejo Regency [Master Thesis]. Gadjah Mada University.
Triristanto, E. R. (2021). Engineering geological evaluation and deformation analysis of the Bener Dam diversion
tunnel, Purworejo Regency, Central Java Province [Master Thesis]. Gadjah Mada University.
Wang, J.-N. (Joe). (1993). Seismic design of tunnels. Parsons Brinckerhoff Inc.
Wang, Y., Jing, H., Su, H., & Xie, J. (2017). Effect of a fault fracture zone on the stability of tunnel-surrounding
rock. International Journal of Geomechanics, 17(6), 04016135. https://doi.org/10.1061/(ASCE)GM.1943
5622.0000837
Wyering, L., Villeneuve, M., & Wallis, I. (2012). The effects of hydrothermal alteration on mechanical rock
properties of the andesite breccia and Tahorakuri Formation from the Ngatamariki Geothermal Field, New Zealand
and empirical relations between rock strength and physical properties. The 34th New Zealand Geothermal Workshop,
Auckland, New Zealand.